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BY USING OR ACCESSING THIS SIU ON SECURITIES WEBSITE (“THIS SITE”), YOU ARE AGREEING TO SIU ON SECURITIES LIMITED (COLLECTIVELY KNOWN AS “SIU ON SECURITIES”)’S TREATMENT OF YOUR PERSONAL DATA IN THE WAY DESCRIBED HEREIN. IF YOU DO NOT AGREE TO THE TERMS BELOW, PLEASE DO NOT USE OR ACCESS THIS SITE.

Personal Data Privacy Policy of Siu On, its Subsidiaries, Associates, and Affiliates

Siu On Securities Limited, as well as its subsidiaries, associates and affiliates (Collectively known as “Siu On Securities”) will observe the principles of personal data privacy protection and comply with the provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) in adopting its policy and practices relating to the management of personal data. Personal data received by Siu On Securities will be treated by it as confidential information. Unless expressly stated or with prior consent, such personal data will not be disclosed to any third party outside of Siu On Securities. If personal data are provided by the User as directed by a web page in this Siu On Securities website (“this Site”), the personal data privacy policy of the party giving such direction shall apply to the personal data so provided.

Information Collected by Siu On Securities

Siu On Securities may need to collect certain personal information from you before opening an account for you or to provide any services to you. You may provide such relevant information only if you choose to do so. However, Siu On Securities reserves the right to refuse any account opening request or to provide any service to you if you choose not to provide such relevant information required by Siu On Securities.

In addition, Siu On Securities may use “cookies”, traffic logging or other website monitoring methodologies to collect your personal information through this Site. If you do not want to receive this Site’s Cookies, you can simply change your Internet browser’s setting to refuse recipient of such cookies, or configure your Internet browser to prompt each time when you receive such cookies, and choose to refuse recipient of such cookies. However, Siu On Securities does not guarantee that it can provide all of its services if you choose to refuse the recipient of such “cookies”.

Use Of Information

Siu On Securities reserves the right to keep all of your personal information that we obtain during the accounting opening process as well as information obtained after you have an account with us. This includes all the information that we obtain from you directly or through a third party. Also, Siu On Securities reserves the right to use your personal information for the following purposes:

(i)

The management of your account and to provide you with all securities related services;

(ii)

To comply with Siu On Securities' internal control and verification process;

(iii)

To conduct credit analysis and other analysis to evaluate your financial well being and any other analyses that may assist Siu On Securities in analyzing your credit and financial situation;

(iv)

To execute policies that are related to Siu On Securities and to execute any charge or guarantee with Siu On Securities being the beneficiaries of the said charge or guarantee;

(v)

As part of Siu On Securities' business record;

(vi)

For purposes that relate to Siu On Securities' business or securities trading; or

(vii)

To comply with the laws, government or regulatory requirements, including any disclosure or notification requirements, of Hong Kong or any other jurisdiction

Moreover, Siu On Securities have the discretion to decide on the time period in which your personal data shall be retained by us.

Transfer of Information

Siu On Securities reserves the right to provide your personal information to the following person(s) (whether the person(s) reside in Hong Kong or not)

(i)

Siu On Securities;

(ii)

Service Providers of Siu On Securities, its subsidiaries, associates, and affiliates, which includes: administration, networking, computer, payment or securities clearing, nominee, custodian as well as any other agents, contractor or third party service providers of all other services;

(iii)

Any Person(s) or Agent(s) acting for Siu On Securities to collect your personal information, or to transfer such information to any other person(s), or for any other persons(s) to collect information about you to facilitate any application or request for any convenience measures or services ; Since the person(s) collecting these information may not be living in Hong Kong, the person(s) may not be constrained by the Personal Data (Privacy) Ordinance and therefore their usage of such data may not be subject to the restrictions of the said Ordinance;

(iv)

Trustee(s) of any unit trust or any collective investment plan, registrar or custodian, or any insurance companies that work with Siu On Securities to provide you with any services, or any central securities depository or Registrar that holds securities on behalf of you;

(v)

Credit rating agencies and finance companies (in the event of default);

(vi)

Person(s) who deal with Siu On Securities in regards to the transfer of securities under your account being held by Siu On Securities; or any person(s), nominee, custodian as well as any other agents that provide you with services related to the above;

(vii)

Any government or regulatory authorities required by law, regulations, court orders, or any person(s) appointed by any government or regulatory authorities that require Siu On Securities to disclose your personal information to such person(s).

Without prejudice to the provisions mentioned above, all of your personal information may be directed to any place outside of Hong Kong (whether it is for person(s) outside of Hong Kong for the purpose of processing, holding or using such information). Moreover, Siu On Securities may direct such information to any service providers of Siu On Securities, its subsidiaries, associates, and affiliates.

Change and Amendment of Information

In accordance with the Personal Data (Privacy) Ordinance, you have the right to:

(i)

Review your personal information held by Siu On Securities;

(ii)

Request for access and amendment of the above information that are held by Siu On Securities;

(iii)

Review Siu On Securities’ policy and practice on treatment of personal information, and to learn about the type of information being held by Siu On Securities; and

(iv)

Learn about standard personal information that would be released to credit rating agencies or finance companies for your credit assessment purposes, as well as additional information that may be released to the credit rating agencies or finance companies for information verification purposes

Siu On Securities may charge a reasonable fee for any information processing request. You shall have the right to review and amend your personal information held by Siu On Securities. Such request for review and/or amendment should be addressed as below:

Siu On Securities Limited
32/F Siu On Centre
188 Lockhart Road, Wanchai, Hong Kong

Tel: +852 2545 0332
Fax: +852 2854 0651
E-mail:

Other Policy

To the extent permitted by law, Siu On Securities do not assume any obligation of confidentiality on any information submitted to us through this website. Nothing in this notice should limit your right(s) under the Personal Data (Privacy) Ordinance.